Our Story
Founded in 2010, 4L Capital GmbH has grown from a boutique financial services firm to a respected Wertpapierinstitut regulated by the German Federal Financial Supervisory Authority (BaFin).
Headquartered in Munich, we combine deep financial expertise with cutting-edge technology to deliver exceptional value to our clients.
Our journey has been marked by steady growth, strategic partnerships, and an unwavering commitment to regulatory compliance and client success.
Our Mission
To empower our clients through innovative financial solutions while maintaining the highest standards of integrity, transparency, and regulatory compliance.
Trust
Building long-term relationships based on transparency and reliability
Innovation
Leveraging technology to create cutting-edge financial solutions
Security
Ensuring the highest standards of data protection and financial security
Our Values
Integrity
We conduct all business with uncompromising honesty and transparency. Our reputation is built on doing what's right, not just what's profitable.
Client Focus
Our clients' success is our success. We listen carefully to understand their unique needs and deliver tailored solutions that create real value.
Excellence
We pursue excellence in everything we do, from the quality of our advice to the execution of our services, setting high standards and continuously improving.
Collaboration
We believe in the power of teamwork—both within our firm and with our clients—to achieve the best outcomes through shared knowledge and diverse perspectives.
Leadership Team
Daniel Brooks
CEO & Founder
With over 20 years in financial services, Daniel Brooks leads 4L Capital's strategic vision and oversees all operations.
Emily Carter
Chief Investment Officer
Emily Carter brings 15 years of investment expertise, managing our portfolio strategies and risk management frameworks.
James Walker
Chief Compliance Officer
James Walker ensures we meet all regulatory requirements, with extensive experience in financial compliance.
Regulatory Information
As a regulated Wertpapierinstitut, we maintain the highest standards of compliance and transparency:
4L Capital GmbH
An der RaumFabrik 33 c, 76227 Karlsruhe, Baden, Germany
BaFin-ID: 10125673
BAK Nr.: 125673
LEI: 529900L40ASP24IT4X36
EUID: DEB8535.HRB713937
Supervised by: Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin)